Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Green Straughter is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with LPL Financial LLC, where he has been with the firm since 2019. Previously, Herbert was registered with AXA Advisors, LLC, AIG Financial Advisors, Inc., SunAmerica Securities, Inc., and PFS Investments Inc.. Herbert holds the Series 6, Series 26, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/23/2019 - Present
LPL Financial LLC (BEAUMONT TX)
TX
12/18/2007 - 06/03/2019
AXA ADVISORS, LLC (BEAUMONT TX)
TX
10/31/2005 - 01/16/2008
AIG FINANCIAL ADVISORS, INC. (BEAUMONT TX)
AZ
08/26/1997 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
05/31/1996 - 08/26/1997
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 04/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Herbert Straughter is the right advisor for you? Invested Better is here to help.
