Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Frederick Allen is an active investment advisor representative with Harbour Investments, Inc.. Herbert Allen has over 30 years of experience in the financial services industry and specializes in providing financial planning and portfolio management services to individuals and businesses. Herbert Allen is a registered representative with FINRA and is licensed to provide investment advice in several states, including Florida, Illinois, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
09/09/2019 - Present
Harbour Investments, Inc. (ROCKFORD IL)
IL
01/23/2012 - 08/26/2019
SUMMIT BROKERAGE SERVICES, INC. (ROCKFORD IL)
IL
03/14/2011 - 02/15/2012
J.W. COLE FINANCIAL, INC. (ROCKFORD IL)
IL
05/26/2006 - 03/15/2011
SUMMIT BROKERAGE SERVICES, INC. (ROCKFORD IL)
IL
09/01/2004 - 06/19/2006
INTERSECURITIES, INC. (ROCKFORD IL)
CT
01/01/2004 - 09/21/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
12/05/2001 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MA
02/28/2001 - 01/11/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/28/2001 - 01/11/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
PA
08/10/1998 - 03/08/2001
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
06/30/1994 - 08/18/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
10/03/1991 - 06/10/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/03/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 12/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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