Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Chen is a financial advisor with Oneseven, a Registered Investment Advisor. Herbert has been in the financial services industry since 2013 and has held registrations with both Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Herbert has held a series 7, Series 9, Series 10, Series 66, and SIE license. Herbert Chen specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and charitable organizations. Herbert Chen also offers financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors' fees for referrals to other money managers
1
2
OH
04/05/2022 - Present
Oneseven (Columbus OH)
OH
02/15/2019 - 04/13/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (Columbus OH)
OH
11/15/2013 - 02/19/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
BOTH
Issued 12/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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