Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Charles Hollender is a financial advisor with Ameriprise Financial Services, LLC. Herbert has been working in the financial services industry since 1983. Herbert is registered with the Securities and Exchange Commission (SEC) and is also licensed to provide financial advice in 15 states. Herbert has held previous positions with UBS Financial Services Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, PaineWebber Incorporated, Smith Barney Shearson Inc., and Lehman Brothers Inc. Herbert has a strong track record of helping clients achieve their financial goals, and he is committed to providing personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
11/06/2020 - Present
Ameriprise Financial Services, LLC (Middleton MA)
MA
06/18/2008 - 11/17/2020
UBS FINANCIAL SERVICES INC. (PEABODY MA)
MA
07/01/2003 - 06/19/2008
WACHOVIA SECURITIES, LLC (WALTHAM MA)
NY
05/22/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/15/1993 - 06/01/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 11/24/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
08/22/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/20/1983 - 08/19/1985
E. F. HUTTON & COMPANY INC
BC
Issued 10/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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