Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Buchbinder is a financial advisor with over 40 years of experience in the industry. Currently, Herbert is an Investment Advisor Representative at Stifel, Nicolaus & Company, Inc. in Kansas City, MO. He is registered to provide investment advice in over 30 states. Herbert has a wide range of experience in the financial services industry having held positions at Wells Fargo Advisors, LLC, George K. Baum & Company, Paine Webber Incorporated and Kidder, Peabody & Co. Incorporated. He holds the Series 7TO, SIE, PC, and Series 1 licenses. Herbert has expertise in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/08/2018 - Present
Stifel, Nicolaus & Company, Inc. (KANSAS CITY MO)
KS
12/04/2000 - 05/27/2016
WELLS FARGO ADVISORS, LLC (MISSION WOODS KS)
MO
06/30/1997 - 12/01/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NJ
01/28/1995 - 07/02/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/19/1978 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 09/08/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1977
PC - AMEX Put and Call Exam
BC
Issued 06/21/1974
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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