Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Carl Smith is a financial advisor with Kestra Advisory Services, LLC. Herbert has been in the securities industry since 1967 and has a strong track record of success in providing financial advice to individuals, families, and businesses. He has a strong background in financial planning, portfolio management, and insurance. Herbert is a Certified Financial Planner and a Chartered Financial Consultant. He is also a member of the board of directors of Midwest Vision Research Foundation. Herbert specializes in working with high-net-worth individuals, corporations, and other businesses. Herbert is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/02/2017 - Present
Kestra Advisory Services, LLC (ST. LOUIS MO)
MA
03/01/1996 - 07/26/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
03/27/1978 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
02/12/1975 - 02/19/1978
ACACIA EQUITY SALES CORPORATION
NA
10/16/1967 - 03/08/1975
CG EQUITY SALES COMPANY
BC
Issued 07/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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