Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Bender is a financial advisor who has been in the industry since 1994. Herbert is currently registered with J.p. Morgan Securities LLC and has been with the firm since 2012. He has previously worked with CHASE INVESTMENT SERVICES CORP., WORLD GROUP SECURITIES, INC., WMA SECURITIES, INC., HIBERNIA INVESTMENT SECURITIES INC., FIDELITY BROKERAGE SERVICES, INC., FFP SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and FIRST INVESTORS CORPORATION. Herbert specializes in providing financial planning and investment advice to individuals, businesses, and institutions. He has a strong track record of success and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (MISSOURI CITY TX)
TX
10/29/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MISSOURI CITY TX)
GA
04/12/2002 - 12/31/2006
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
06/04/1999 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
LA
04/17/1998 - 02/17/1999
HIBERNIA INVESTMENT SECURITIES INC. (NEW ORLEANS LA)
RI
05/06/1997 - 09/05/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MO
07/02/1996 - 05/01/1997
FFP SECURITIES, INC. (CHESTERFIELD MO)
NY
11/16/1992 - 07/02/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/08/1987 - 08/31/1987
FIRST INVESTORS CORPORATION
BOTH
Issued 02/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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