Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Orr has been an active member of the securities industry since May 1992. Herbert is currently registered with U.S. Sterling Securities, Inc. in Hauppauge, NY. Herbert holds a variety of licenses and registrations including Series 7, Series 24, Series 63, Series 72, Series 79TO, Series 99TO and SIE. Herbert is registered in 39 states. Herbert was previously employed by LONG ISLAND NETWORK SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/06/1994 - Present
U.s. Sterling Securities, Inc. (HAUPPAUGE NY)
NA
05/11/1992 - 09/13/1994
LONG ISLAND NETWORK SECURITIES, INC.
BC
Issued 05/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/03/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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