Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herbert? Claim Your ProfileHerbert Anthony Logan is a Financial Advisor with over 17 years of experience in the financial services industry. Herbert has a wide range of experience working with clients of all types and is registered with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Dallas, TX. Previously, Herbert worked with a variety of firms including USAA Investment Services Company, USAA Financial Advisors, Inc., HD VEST Investment Services, First Clearing, LLC, Wells Fargo Advisors, LLC, Apex Clearing Corporation, Penson Financial Services, Inc., RBC Dain Rauscher Inc., Bear, Stearns & Co. Inc. and First Investors Corporation. Herbert Anthony Logan holds Series 6, 7, 9, 10, 24, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/11/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
06/08/2020 - 07/31/2020
USAA INVESTMENT SERVICES COMPANY (ADDISON TX)
TX
07/10/2019 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
01/26/2017 - 10/12/2018
HD VEST INVESTMENT SERVICES (Irving TX)
MO
02/28/2014 - 08/20/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
02/28/2014 - 08/20/2015
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
TX
06/11/2012 - 07/31/2012
APEX CLEARING CORPORATION (DALLAS TX)
TX
09/17/2007 - 07/31/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
03/10/2005 - 08/24/2006
RBC DAIN RAUSCHER INC. (DALLAS TX)
NY
08/06/1998 - 03/23/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
06/21/1985 - 11/29/1985
FIRST INVESTORS CORPORATION
BOTH
Issued 06/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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