Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Herb? Claim Your ProfileHerb W Hopkinson is a financial advisor with Charles Schwab & CO., Inc. in Phoenix, Arizona. Herb is a Certified Financial Planner with over 5 years of experience in the financial services industry. Herb has a broad range of experience and expertise, including financial planning, securities trading, and investment management. Herb is also an adjunct professor at the University of Dubuque, where he teaches undergraduate and graduate level courses. Herb has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
02/17/2020 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
BOTH
Issued 02/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2020
Series 4 - Registered Options Principal Examination
BC
Issued 08/06/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/19/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 11/21/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/2020
Series 57TO - Securities Trader Exam
BC
Issued 11/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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