linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Herald William Podger

City National Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Herald? Claim Your Profile

About Herald William Podger

Herald Podger is a registered investment advisor representative with City National Securities, Inc., a company with $1 billion to $10 billion in assets under management. Herald is based in San Francisco, California. Herald has been in the financial services industry since 1997 and holds licenses Series 6, 7, 63 and 66. Herald specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Herald Podger is currently registered with City National Securities, Inc.. City National Securities, Inc. is a corporation formed in November 1999 and headquartered in Los Angeles, California. The firm provides a range of investment advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. They have regulatory assets under management of over $1.5 billion across 2,004 accounts. The firm caters to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, and pension plans. They are registered with the SEC and in all 51 states.
City National Securities, Inc.

555 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$1.59B

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Mutual fund fees, broker fees & transaction fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Herald Podger’s Registration & Firm History

CA

02/26/2014 - Present

City National Securities, Inc. (SAN FRANCISCO CA)

CA

04/21/2006 - 11/23/2009

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

CA

03/22/2001 - 04/18/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)

CA

03/24/1997 - 04/23/1998

BA INVESTMENT SERVICES, INC. (OAKLAND CA)

Not sure if Herald William Podger is right for you?

Licenses & Designations

BOTH

Issued 12/23/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/10/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2001

Series 7 - General Securities Representative Examination

BC

Issued 03/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Herald William Podger.
Not sure if Herald William Podger is right for you?