Unclaimed
Hensey Fenton is an active investment advisor representative registered with Cetera Investment Advisers LLC since April 2003. Hensey has a long history in the financial industry with experience spanning over 28 years. Hensey has been registered with the following firms: CAPITAL BROKERAGE CORPORATION, VINING-SPARKS IBG, LIMITED PARTNERSHIP, INTERSTATE/JOHNSON LANE CORPORATION, FSI FINANCIAL CORPORATION, and THOMAS JAMES ASSOCIATES, INC. Hensey is licensed to conduct business in 15 states including Arizona, District of Columbia, Florida, Georgia, Indiana, Louisiana, Maine, Maryland, Massachusetts, New Jersey, North Carolina, South Carolina, Tennessee, and Virginia. Hensey holds Series 63, Series 65, Series 7, and SIE licenses.
CHARLOTTE, NC
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
04/15/2003 - Present
Cetera Investment Advisers LLC (CHARLOTTE NC)
VA
05/19/1998 - 01/01/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
TN
02/22/1996 - 02/24/1997
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
NC
11/28/1994 - 01/31/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
01/11/1994 - 09/27/1994
FSI FINANCIAL CORPORATION
NY
11/11/1992 - 05/07/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 2/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/5/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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