Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Wong is a financial advisor with Charles Schwab & CO., Inc. Henry has been in the securities industry since 2000. Henry currently holds licenses for Series 63, 66, 7, 9, and 10, and works with individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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CA
09/30/2010 - Present
Charles Schwab & CO., Inc. (Arcadia CA)
TX
12/09/1998 - 09/05/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 03/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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