Invested Better
Unclaimed

Unclaimed

Unclaimed

Henry William Mielke

Wells Fargo Clearing Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Henry? Claim Your Profile

About Henry William Mielke

Henry William Mielke is an investment advisor representative at Wells Fargo Clearing Services, LLC. Henry has been in the financial services industry since June 26, 1980. Henry holds the Series 7, Series 63, and Series 65 licenses. Henry is registered with the state of California, as well as 27 other states. Henry was previously employed by Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Henry has a wide range of experience in the financial services industry, and has a strong track record of success. Henry is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Henry Mielke is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Henry Mielke’s Registration & Firm History

CA

10/20/2016 - Present

Wells Fargo Clearing Services, LLC (CORTE MADERA CA)

NY

09/01/1983 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

06/27/1980 - 09/21/1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Not sure if Henry William Mielke is right for you?

Licenses & Designations

IA

Issued 12/21/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/11/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Henry William Mielke. Review regulatory record here.
Not sure if Henry William Mielke is right for you?