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Henry William Coogan

Wells Fargo Securities, LLC

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About Henry William Coogan

Henry William Coogan is a financial advisor with Wells Fargo Securities, LLC. Henry has been in the financial industry for over 7 years. Henry has a Series 7, 79, 63 and SIE license. Henry is registered with FINRA and registered in 53 states, and has been registered with the SEC in the past. Henry's previous employers include Credit Suisse Securities (USA) LLC and Rothschild & Co US Inc.

Firm Information

Henry Coogan is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Coogan’s Registration & Firm History

NY

09/06/2023 - Present

Wells Fargo Securities, LLC (New York NY)

NY

01/11/2022 - 09/01/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/23/2021 - 01/03/2022

ROTHSCHILD & CO US INC. (NEW YORK NY)

NY

08/08/2016 - 06/25/2021

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

CA

10/14/2008 - 05/28/2009

ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)

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Licenses & Designations

BC

Issued 06/27/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/13/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Henry William Coogan.
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