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Henry William Berinstein

A.g.p. / Alliance Global Partners

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About Henry William Berinstein

Henry William Berinstein is a financial advisor who has been in the industry since 1967. Currently, Henry is a registered representative of A.g.p. / Alliance Global Partners. Prior to joining A.g.p. / Alliance Global Partners, Henry worked at AEGIS CAPITAL CORP., Burnham Securities Inc., Louis Nicoud & Associates, Ernst & Company, J. T. Moran & Co., Inc., Woolcott & Co., Inc., and Aronson, Woolcott & Co. Inc. Henry has a broad range of experience in the securities industry and has held several principal licenses, including Series 4, 9, 10, 14, 24, 27, and 40. Henry also holds Series 7, 1, 41, 63, and 99 licenses.

Firm Information

Henry Berinstein is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Henry Berinstein’s Registration & Firm History

NY

09/28/2018 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

01/09/2013 - 10/15/2018

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

04/04/1995 - 01/09/2013

BURNHAM SECURITIES INC. (NEW YORK NY)

NA

08/24/1990 - 03/27/1995

LOUIS NICOUD & ASSOCIATES

NY

07/21/1986 - 08/30/1990

ERNST & COMPANY (NEW YORK NY)

NA

12/24/1987 - 03/02/1990

J. T. MORAN & CO., INC.

NA

07/08/1986 - 12/24/1987

WOOLCOTT & CO., INC.

NA

08/16/1979 - 06/24/1986

WOOLCOTT & CO., INC.

NA

08/20/1967 - 09/12/1984

ARONSON, WOOLCOTT & CO. INC.

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Licenses & Designations

BC

Issued 07/01/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/25/1990

Series 14 - Compliance Officer Examination

BC

Issued 06/15/1979

Series 12 - NYSE Branch Manager Examination

BC

Issued 03/06/1967

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/1967

Series 41 - NYSE Allied Member Examination

BC

Issued 09/09/1966

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Henry William Berinstein.
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