Unclaimed
Henry William Berinstein is a financial advisor who has been in the industry since 1967. Currently, Henry is a registered representative of A.g.p. / Alliance Global Partners. Prior to joining A.g.p. / Alliance Global Partners, Henry worked at AEGIS CAPITAL CORP., Burnham Securities Inc., Louis Nicoud & Associates, Ernst & Company, J. T. Moran & Co., Inc., Woolcott & Co., Inc., and Aronson, Woolcott & Co. Inc. Henry has a broad range of experience in the securities industry and has held several principal licenses, including Series 4, 9, 10, 14, 24, 27, and 40. Henry also holds Series 7, 1, 41, 63, and 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
09/28/2018 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
01/09/2013 - 10/15/2018
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
04/04/1995 - 01/09/2013
BURNHAM SECURITIES INC. (NEW YORK NY)
NA
08/24/1990 - 03/27/1995
LOUIS NICOUD & ASSOCIATES
NY
07/21/1986 - 08/30/1990
ERNST & COMPANY (NEW YORK NY)
NA
12/24/1987 - 03/02/1990
J. T. MORAN & CO., INC.
NA
07/08/1986 - 12/24/1987
WOOLCOTT & CO., INC.
NA
08/16/1979 - 06/24/1986
WOOLCOTT & CO., INC.
NA
08/20/1967 - 09/12/1984
ARONSON, WOOLCOTT & CO. INC.
BC
Issued 07/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/25/1990
Series 14 - Compliance Officer Examination
BC
Issued 06/15/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 03/06/1967
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1967
Series 41 - NYSE Allied Member Examination
BC
Issued 09/09/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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