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Henry Wei han Chen

Nomura Securities International, Inc.

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About Henry Wei han Chen

Henry Chen is a registered representative with Nomura Securities International, Inc.. Henry Chen has been in the industry for a little over five years. Henry Chen's professional designations include the Series 99 and SIE exams. Henry Chen is currently registered with FINRA. Henry Chen has worked with one client. Nomura Securities International, Inc. provides research-related services.

Firm Information

Henry Chen is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Henry Chen’s Registration & Firm History

NY

11/09/2018 - Present

Nomura Securities International, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry Wei han Chen.
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