Unclaimed
Henry Walter Juan is a financial professional with over 30 years of experience in the industry. Juan is currently registered with Ba Securities, LLC in Pennsylvania. He is a Series 7, Series 24, Series 63, Series 72, Series 79TO and SIE licensed professional. Prior to joining Ba Securities, LLC, Juan held positions with Seabury Securities LLC, Young America Capital, LLC, Cypress Associates, Skyworks Securities, LLC, Seacap Securities LLC, Credit Lyonnais Securities (USA), Inc., Bear, Stearns & Co. Inc., and BT Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/19/2021 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
03/23/2017 - 08/31/2020
SEABURY SECURITIES LLC (NEW YORK NY)
NY
10/13/2014 - 02/27/2017
YOUNG AMERICA CAPITAL, LLC (MAMARONECK NY)
NY
03/08/2011 - 02/24/2014
CYPRESS ASSOCIATES (NEW YORK NY)
CT
05/05/2010 - 02/22/2011
SKYWORKS SECURITIES, LLC (GREENWICH CT)
NY
01/29/2010 - 05/04/2010
SEABURY SECURITIES LLC (NEW YORK NY)
NY
08/28/2008 - 01/29/2010
SEACAP SECURITIES LLC (NEW YORK NY)
NY
04/19/2007 - 09/03/2008
SEABURY SECURITIES LLC (NEW YORK NY)
NY
10/24/2006 - 04/19/2007
SEACAP SECURITIES LLC (NEW YORK NY)
CT
04/05/2001 - 10/10/2006
SEABURY SECURITIES LLC (STAMFORD CT)
NY
10/05/1999 - 03/02/2001
MATRIX U.S.A., LLC (NEW YORK NY)
NY
10/17/1994 - 05/18/1998
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
02/12/1990 - 10/10/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MD
01/24/1990 - 02/03/1990
BT SECURITIES CORPORATION (BALTIMORE MD)
BC
Issued 06/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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