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Henry W Sladek

Northwestern Mutual Investment Services, LLC

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About Henry W Sladek

Henry W. Sladek is a financial advisor who has been in the industry since 2005. Henry is currently registered with Northwestern Mutual Investment Services, LLC. Henry also has previous registration with Waddell & Reed, Inc. Henry has passed several securities exams, including Series 66, Series 7 and SIE. Henry is registered in 32 states for securities and one state for investment advisory. Henry can provide referrals to other advisers. Henry may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. Henry is also the owner of O.C. Insurance Services, LLC and Amplify Guide, Inc.

Firm Information

Henry Sladek is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

18575 Jamboree Rd

Irvine, CA 92612

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Henry Sladek’s Registration & Firm History

CA

09/11/2015 - Present

Northwestern Mutual Investment Services, LLC (Irvine CA)

PA

08/25/2005 - 05/25/2006

WADDELL & REED, INC. (CHADD'S FORD PA)

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Licenses & Designations

BOTH

Issued 8/5/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/24/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry W Sladek.
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