linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Henry Vanwagenberg

UBS Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Henry? Claim Your Profile

About Henry Vanwagenberg

Henry Vanwagenberg is a financial advisor currently registered with UBS Securities LLC. Henry has over 10 years of experience in the financial services industry, having previously worked with Credit Suisse Securities (USA) LLC, Stephens, William Blair, Janney Montgomery Scott LLC and Wunderlich Securities, Inc. Henry is registered with the Series 63, SIE and Series 7 exams and is currently registered as a broker in 41 states and is currently registered with FINRA.

Firm Information

Henry Vanwagenberg is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Henry Vanwagenberg’s Registration & Firm History

CA

09/29/2023 - Present

UBS Securities LLC (SAN FRANCISCO CA)

CA

08/05/2022 - 09/29/2023

CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)

NY

12/12/2016 - 04/12/2022

STEPHENS (NEW YORK NY)

NY

08/07/2015 - 12/09/2016

WILLIAM BLAIR (NEW YORK NY)

MD

04/15/2013 - 08/06/2015

JANNEY MONTGOMERY SCOTT LLC (TOWSON MD)

MD

04/03/2013 - 04/08/2013

WUNDERLICH SECURITIES, INC. (BALTIMORE MD)

Not sure if Henry Vanwagenberg is right for you?

Licenses & Designations

BC

Issued 06/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Henry Vanwagenberg.
Not sure if Henry Vanwagenberg is right for you?