Unclaimed
Henry Valentine Becker, Jr. is a financial advisor with J.P. Morgan Securities LLC, based in Dallas, Texas. Henry has been in the financial services industry since 1999 and has a broad range of experience. He is a CERTIFIED FINANCIAL PLANNER™ professional. He is registered in all 50 states and the District of Columbia. Henry provides portfolio management services to a range of clients, including high net worth individuals, corporations, and pension plans. He is dedicated to providing personalized financial advice and helping clients achieve their financial goals. Henry has previously worked at Goldman Sachs & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, and Goldman Sachs Execution & Clearing, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
05/01/2023 - Present
J.p. Morgan Securities LLC (Dallas TX)
NY
04/11/2016 - 03/29/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
10/27/2011 - 07/09/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/11/1999 - 11/14/2011
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
06/05/1998 - 11/14/2011
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
IA
Issued 03/05/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2016
Series 57 - Securities Trader Exam
BC
Issued 04/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/14/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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