Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Thomas Alfaro is a financial professional with over 20 years of experience in the industry. Henry is currently registered with Oppenheimer & Co. Inc. in San Francisco, CA and is a Series 7, 24, 63, 79 and SIE licensed professional. Previously, Henry was employed by Craig-Hallum Capital Group LLC, Kaufman Bros., L.P., Broadpoint Capital, Inc., Friedman, Billings, Ramsey & Co., Inc., and Prudential Securities Incorporated. Henry specializes in investment banking, portfolio management for individuals and businesses, financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
01/24/2019 - Present
Oppenheimer & Co. Inc. (SAN FRANCISCO CA)
MN
10/29/2010 - 01/18/2019
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
CA
12/01/2008 - 08/03/2009
KAUFMAN BROS., L.P. (SAN FRANCISCO CA)
CA
01/18/2007 - 05/19/2008
BROADPOINT CAPITAL, INC. (SAN FRANCISCO CA)
CA
04/29/2003 - 08/23/2005
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
NY
10/13/1994 - 07/22/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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