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Henry Steven Cooperman

Morgan Stanley

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About Henry Steven Cooperman

Henry Steven Cooperman is a registered investment advisor representative with Morgan Stanley. Henry Steven Cooperman has been in the financial services industry since 1981 and is currently registered in 3 states (Connecticut, New Jersey, and Texas) and has a FINRA registration. Henry Steven Cooperman has been associated with Morgan Stanley since 2016. Henry Steven Cooperman specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies.

Firm Information

Henry Cooperman is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Henry Cooperman’s Registration & Firm History

CT

07/14/2023 - Present

Morgan Stanley (Ridgefield CT)

NY

03/14/2012 - 03/29/2016

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NJ

11/07/2008 - 03/16/2012

WELLS FARGO ADVISORS, LLC (SOUTH PLAINFIELD NJ)

NJ

05/27/2008 - 11/12/2008

LPL FINANCIAL CORPORATION (STIRLING NJ)

NJ

07/19/2005 - 05/27/2008

IFMG SECURITIES, INC. (CRANFORD NJ)

CT

11/16/2004 - 07/20/2005

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NY

07/07/2003 - 11/15/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

WI

10/24/2002 - 05/16/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

MA

10/30/1998 - 09/20/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/30/1998 - 09/20/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

WI

03/04/1985 - 09/15/1998

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

07/22/1981 - 09/15/1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 07/23/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 07/20/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 4 public disclosures for Henry Steven Cooperman. Review regulatory record here.
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