Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Soriano Jr. is an investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc.. Henry is registered with the state of Texas and Florida. Prior to Henry's current role, Henry worked as an investment advisor representative at WELLS FARGO CLEARING SERVICES, LLC from 2022 to 2023. Henry also has prior experience at J.P. MORGAN SECURITIES LLC. Henry has a total of 11 state licenses and 7 FINRA registrations. Henry has passed the Series 66, Series 7 and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/16/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
FL
06/14/2022 - 04/27/2023
WELLS FARGO CLEARING SERVICES, LLC (BOCA RATON FL)
FL
08/07/2018 - 07/09/2020
J.P. MORGAN SECURITIES LLC (BOCA RATON FL)
MO
01/06/2018 - 03/26/2018
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 07/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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