Unclaimed
Henry Sharpe Lynn is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Birmingham, Alabama. Henry has over 50 years of experience in the financial services industry. Henry is a registered representative and investment advisor representative, and is licensed to sell securities in 18 states. Henry is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Henry has been a Registered Principal, and has held various other financial roles. Henry holds several industry certifications, including the Series 1, Series 7TO, Series 52TO, Series 41, and Series 63 exams. Prior to Stifel, Nicolaus & Company, Inc. Henry worked at Sterne, Agee & Leach, Inc. for over 40 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (BIRMINGHAM AL)
AL
06/20/1973 - 07/07/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BC
Issued 09/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/02/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1983
PC - AMEX Put and Call Exam
BC
Issued 06/16/1982
Series 41 - NYSE Allied Member Examination
BC
Issued 06/15/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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