Unclaimed
Henry Scott Kruse is a financial professional with over 40 years of experience in the securities industry. Henry is currently registered as a representative of Stifel, Nicolaus & Company, Inc. in Washington and Texas. Henry has held previous roles at Oppenheimer & Co. Inc., CIBC World Markets Corp., Dain Bosworth Incorporated and Evans Llewellyn Securities, Inc. Henry's experience and dedication to client service make him a valuable asset to the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/18/2017 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
01/03/2003 - 08/21/2017
OPPENHEIMER & CO. INC. (BELLEVUE WA)
NY
09/11/1989 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
01/01/1984 - 09/18/1989
DAIN BOSWORTH INCORPORATED
NA
09/30/1981 - 12/27/1983
EVANS LLEWELLYN SECURITIES, INC.
IA
Issued 02/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1993
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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