Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Rudolph Peeler is a financial advisor with over 25 years of experience in the financial services industry. Henry is currently registered with Osaic Wealth, Inc. in Arizona and Texas. Henry has also held previous registrations with Securities America, Inc., Investcorp, Inc., NFP Advisor Services, LLC, Pruco Securities, LLC., Hartford Equity Sales Company Inc., Hartford Investment Financial Services, LLC, Linsco/Private Ledger Corp., Quick & Reilly, Inc., Waddell & Reed, Inc., Hibernia Investments, L.L.C., American Express Financial Advisors Inc., and IDS Life Insurance Company. Henry offers a range of financial services including financial planning, portfolio management, and educational seminars. Henry is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/2024 - Present
Osaic Wealth, Inc. (DALLAS TX)
TX
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (DALLAS TX)
TX
01/06/2016 - 07/17/2020
INVESTACORP, INC. (DALLAS TX)
AZ
12/11/2014 - 12/31/2015
NFP ADVISOR SERVICES, LLC (PHOENIX AZ)
NJ
01/03/2013 - 12/01/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
12/19/2006 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
PA
12/19/2006 - 01/03/2007
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
MS
08/19/2003 - 11/28/2006
LINSCO/PRIVATE LEDGER CORP. (CARRIERE MS)
NY
11/12/2001 - 08/26/2003
QUICK & REILLY, INC. (NEW YORK NY)
KS
03/22/2001 - 10/12/2001
WADDELL & REED, INC. (OVERLAND PARK KS)
LA
01/11/2000 - 03/08/2001
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
MN
07/29/1997 - 12/16/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/29/1997 - 12/16/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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