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Henry Pinkenberg

PHX Financial, Inc.

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About Henry Pinkenberg

Henry Pinkenberg is a financial professional with over 10 years of experience in the securities industry. Henry is currently registered with PHX Financial, Inc. Henry has held previous positions with several firms, including I-Bankers Securities, Inc., SW Financial, ARIVE CAPITAL MARKETS, WORDEN CAPITAL MANAGEMENT LLC, SPARTAN CAPITAL SECURITIES, LLC, CHELSEA FINANCIAL SERVICES, WOODSTOCK FINANCIAL GROUP, INC., LEGEND SECURITIES, INC., AEGIS CAPITAL CORP., OBSIDIAN FINANCIAL GROUP, LLC, BROOKVILLE CAPITAL PARTNERS, MAXIM GROUP LLC and NATIONAL SECURITIES CORPORATION.

Firm Information

Henry Pinkenberg is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Pinkenberg’s Registration & Firm History

FL

07/09/2024 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

FL

06/13/2024 - 06/21/2024

I-BANKERS SECURITIES, INC. (BOCA RATON FL)

NY

08/20/2021 - 08/31/2022

SW FINANCIAL (MELVILLE NY)

NY

02/03/2021 - 04/05/2021

ARIVE CAPITAL MARKETS (Staten Island NY)

NY

02/12/2019 - 12/10/2019

WORDEN CAPITAL MANAGEMENT LLC (New York NY)

NY

11/07/2016 - 09/26/2017

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

06/27/2016 - 09/28/2016

CHELSEA FINANCIAL SERVICES (Huntington NY)

NY

01/08/2016 - 02/10/2016

WOODSTOCK FINANCIAL GROUP, INC. (NEW YORK NY)

NY

09/16/2015 - 11/06/2015

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

06/19/2012 - 08/21/2015

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

03/08/2012 - 06/21/2012

OBSIDIAN FINANCIAL GROUP, LLC (NEW YORK NY)

NY

09/23/2008 - 11/08/2011

BROOKVILLE CAPITAL PARTNERS (UNIONDALE NY)

NY

08/12/2008 - 09/02/2008

MAXIM GROUP LLC (NEW YORK NY)

NY

01/01/2008 - 05/20/2008

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Henry Pinkenberg. Review regulatory record here.
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