Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Rawlins is a financial professional with over three years of experience in the industry. Henry is a registered representative and investment advisor representative with Northern Trust Securities, Inc. and is licensed in multiple states. Henry has a strong background in both the financial services and political sectors. Previous roles include serving as a financial advisor with Northwestern Mutual Investment Services, LLC and a campaign manager for a state senator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/27/2024 - Present
Northern Trust Securities, Inc. (Chicago IL)
WI
09/12/2020 - 01/10/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
BOTH
Issued 01/29/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/12/2024
Series 4 - Registered Options Principal Examination
BC
Issued 03/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/08/2021
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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