Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry P. Hessel is an investment advisor representative at Raymond James & Associates, Inc. Henry has been in the industry since January 2014, and has been registered with the state of Wisconsin since January 2022. Henry is also registered with the state of Texas. Previously, Henry worked at WELLS FARGO CLEARING SERVICES, LLC in Milwaukee, Wisconsin. Henry holds Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
01/20/2022 - Present
Raymond James & Associates, Inc. (Waukesha WI)
WI
03/10/2017 - 01/25/2022
WELLS FARGO CLEARING SERVICES, LLC (MILWAUKEE WI)
OH
08/06/2014 - 04/30/2015
MID ATLANTIC CAPITAL CORPORATION (DAYTON OH)
BC
Issued 03/27/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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