Unclaimed
Henry Norris is a registered representative with DFA Securities LLC. Henry has been in the securities industry since May 30, 2024 and holds the Series 7TO and SIE licenses. Henry is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/31/2024 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 05/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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