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Henry Nathan Goodman

Young America Capital, LLC

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About Henry Nathan Goodman

Henry Goodman is a financial advisor with over 27 years of experience in the industry. Henry is currently registered with Young America Capital, LLC and has a Series 3, Series 7, Series 8, Series 63, Series 65 and Series 82TO licenses. Henry's previous experience includes roles at UBS Financial Services Inc., Bryant Park Capital Securities, Inc., Credit Suisse Securities (USA) LLC, Sanders Morris Harris Inc., RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Bear, Stearns & Co. Inc., Warburg Dillon Read LLC and Chemical Securities, Inc. Henry has a strong track record of success and is committed to providing his clients with personalized financial advice and investment strategies.

Firm Information

Henry Goodman is currently registered with Young America Capital, LLC. Young America Capital, LLC is a Limited Liability Company formed in May 2000. The firm is registered in 28 states and holds one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Goodman’s Registration & Firm History

NY

07/10/2023 - Present

Young America Capital, LLC (MAMARONECK NY)

NY

04/29/2016 - 06/12/2020

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

01/22/2016 - 04/29/2016

BRYANT PARK CAPITAL SECURITIES, INC. (NEW YORK NY)

NY

03/05/2007 - 02/13/2014

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

CT

08/30/2006 - 03/07/2007

SANDERS MORRIS HARRIS INC. (GREENWICH CT)

NY

11/06/2002 - 02/28/2006

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

06/17/1999 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

07/21/1998 - 05/25/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

04/23/1996 - 07/15/1998

WARBURG DILLON READ LLC (NEW YORK NY)

NY

07/19/1991 - 04/11/1996

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NY

06/01/1990 - 09/07/1990

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NY

02/23/1988 - 08/15/1989

CHEMICAL SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/28/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/03/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 07/10/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 05/31/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Henry Nathan Goodman. Review regulatory record here.
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