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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Mikio Malley is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Honolulu, Hawaii. Henry has been in the financial industry since 1981 and holds Series 3, 5, 7, 8, 9, 10, 15, 63 and 65 licenses. Henry has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1983. Prior to that, Henry was employed at Nomura Securities International, Inc. Henry provides investment advice to a range of clients including individuals, corporations, pension plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
02/07/1994 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HONOLULU HI)
NA
05/16/1983 - 04/18/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/18/1981 - 04/29/1983
NOMURA SECURITIES INTERNATIONAL, INC.
IA
Issued 11/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/16/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1985
Series 5 - Interest Rate Options Examination
BC
Issued 11/19/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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