Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Michael Shaughnessy is a financial advisor with Raymond James Financial Services, Inc. Henry is a Registered Representative with the firm and has been in the industry since 1994. Henry holds both Series 63 and Series 7 licenses as well as a Series 24 and Series 53 principal licenses. Henry is also licensed in Florida and Massachusetts. Henry previously worked with Raymond James & Associates, Inc. as well as other firms including MML Investors Services, LLC, MSI Financial Services, Inc., Foreside Fund Services, LLC, Equity Services, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/22/2020 - Present
Raymond James Financial Services, Inc. (ST PETERSBURG FL)
MA
03/25/2017 - 09/11/2019
MML INVESTORS SERVICES, LLC (HOLYOKE MA)
MA
06/12/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HOLYOKE MA)
ME
07/17/2014 - 05/26/2015
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
VT
06/13/2012 - 07/09/2014
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
02/01/1994 - 06/26/2012
AMERIPRISE FINANCIAL SERVICES, INC. (W SPRINGFIELD MA)
MN
02/01/1994 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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