Unclaimed
Henry Michael Carr is a financial professional with a strong background in the securities industry. Henry is registered with the Securities and Exchange Commission as a General Securities Representative and holds a Series 63, 86, and 87 licenses. Henry is also licensed to sell securities in all 50 states and the District of Columbia. Henry's current firm is UBS Securities LLC, a leading global financial services firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2023 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 12/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/21/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/06/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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