Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Martinez Pena is a financial advisor currently working at Tcfg Investment Advisors, LLC. Henry has been in the financial industry since 1987 and holds licenses to conduct business in California. Henry has a strong background in both brokerage and investment advisory services, having previously worked at Charles Schwab & Co., Inc., Griffin Financial Services and TCFG Wealth Management. Henry specializes in working with high net worth individuals and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
05/12/2022 - Present
Tcfg Investment Advisors, LLC (LAGUNA NIGUEL CA)
CA
03/19/1998 - 02/13/2019
CHARLES SCHWAB & CO., INC. (Brea CA)
NA
09/24/1986 - 03/04/1998
GRIFFIN FINANCIAL SERVICES
IA
Issued 08/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/16/1989
Series 4 - Registered Options Principal Examination
BC
Issued 10/28/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Henry Pena is the right advisor for you? Invested Better is here to help.
