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Henry Mark Korngut

Osaic Wealth, Inc.

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About Henry Mark Korngut

Henry Korngut is an active Registered Representative with Osaic Wealth, Inc. and has been in the industry since May 25, 1989. Henry is registered with FINRA and has licenses in Alaska, Arizona, California, Florida, Michigan, New Mexico, North Carolina, Oregon, Pennsylvania, and Texas. Henry has experience with several firms including Cambridge Investment Research, Inc., H. Beck, Inc., First Allied Securities, Inc., Round Hill Securities, Inc., Bear, Stearns & Co. Inc., Dean Witter Reynolds Inc., Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Henry offers financial planning, pension consulting, and educational seminars services.

Firm Information

Henry Korngut is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Henry Korngut’s Registration & Firm History

CA

02/06/2025 - Present

Osaic Wealth, Inc. (Belvedere CA)

CA

05/20/2010 - 02/14/2011

CAMBRIDGE INVESTMENT RESEARCH, INC. (SAN FRANCISCO CA)

MD

05/06/2010 - 05/10/2010

H. BECK, INC. (ROCKVILLE MD)

CA

06/13/2005 - 03/26/2010

FIRST ALLIED SECURITIES, INC. (SAN FRANCISCO CA)

CA

10/01/2004 - 06/13/2005

ROUND HILL SECURITIES, INC. (ALAMO CA)

NY

03/11/1996 - 10/11/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

08/19/1994 - 07/22/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

09/12/1990 - 08/25/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

03/21/1989 - 09/27/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/04/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/05/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Henry Mark Korngut. Review regulatory record here.
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