Unclaimed
Henry Korngut is an active Registered Representative with Osaic Wealth, Inc. and has been in the industry since May 25, 1989. Henry is registered with FINRA and has licenses in Alaska, Arizona, California, Florida, Michigan, New Mexico, North Carolina, Oregon, Pennsylvania, and Texas. Henry has experience with several firms including Cambridge Investment Research, Inc., H. Beck, Inc., First Allied Securities, Inc., Round Hill Securities, Inc., Bear, Stearns & Co. Inc., Dean Witter Reynolds Inc., Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Henry offers financial planning, pension consulting, and educational seminars services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/06/2025 - Present
Osaic Wealth, Inc. (Belvedere CA)
CA
05/20/2010 - 02/14/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (SAN FRANCISCO CA)
MD
05/06/2010 - 05/10/2010
H. BECK, INC. (ROCKVILLE MD)
CA
06/13/2005 - 03/26/2010
FIRST ALLIED SECURITIES, INC. (SAN FRANCISCO CA)
CA
10/01/2004 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
03/11/1996 - 10/11/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/19/1994 - 07/22/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/12/1990 - 08/25/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/21/1989 - 09/27/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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