Unclaimed
Henry Marin is a financial advisor at Morgan Stanley. Henry has over 16 years of experience in the financial services industry. Henry is registered to provide investment advice in 53 states and the District of Columbia. Henry also holds Series 63, 65, 7 and SIE licenses. Henry is a Certified Financial Planner. Henry has experience working for a variety of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, N.A., and Morgan Stanley Private Bank, N.A. Henry is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
12/08/2022 - Present
Morgan Stanley (Garden City NY)
NY
02/24/2012 - 08/04/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/24/2008 - 02/28/2012
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/23/2008 - 05/15/2008
EKN FINANCIAL SERVICES INC. (MELVILLE NY)
NY
02/15/2002 - 11/11/2002
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NY
11/06/2001 - 11/16/2001
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
07/11/2001 - 10/31/2001
BROADBAND CAPITAL MANAGEMENT, LLC (NEW YORK NY)
NY
11/17/2000 - 07/16/2001
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
IA
Issued 07/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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