Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Li is a financial professional with over 14 years of experience in the securities industry. Henry is a Series 52, 53, 63 and 99TO licensed professional. Henry holds a principal license in Municipal Securities (Series 53). Henry is currently registered with Roosevelt & Cross, Inc. in New York. Henry began his career in the financial industry in 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/17/2009 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
BC
Issued 12/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2009
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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