Unclaimed
Henry Lenoble Ravenel is a financial advisor associated with Raymond James Financial Services Advisors, Inc., and has been in the industry since September 7, 1977. Henry is registered with the Financial Industry Regulatory Authority (FINRA) and has passed several industry exams including the Series 65, 63, 10, 9, 8, SIE, 3 and 7 exams. Henry currently holds active registrations in South Carolina, Maine and Texas as well as other states. Henry has previously been associated with Wachovia Securities, LLC, First Union Capital Markets Corp. and The Robinson-Humphrey Company Inc. The advisor has a total of 22 approved state registrations for both broker-dealer and investment advisor roles and is also registered with the Securities and Exchange Commission (SEC) as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SC
04/08/2015 - Present
Raymond James Financial Services Advisors, Inc. (Mt Pleasant SC)
MO
10/01/1999 - 06/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
05/21/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
GA
09/01/1977 - 05/13/1996
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 05/23/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1982
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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