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Henry Lee Saussy

Northwestern Mutual Investment Services, LLC

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About Henry Lee Saussy

Henry Saussy is a financial professional with Northwestern Mutual Investment Services, LLC, with over a year of experience in the financial industry. Henry Saussy holds the Series 7TO, Series 63 and SIE licenses, and is registered with the states of Alabama, Colorado, and Mississippi. Prior to joining Northwestern Mutual Investment Services, LLC, Henry Saussy worked with Fidelity Brokerage Services LLC.

Firm Information

Henry Saussy is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Henry Saussy’s Registration & Firm History

CO

07/17/2024 - Present

Northwestern Mutual Investment Services, LLC (DENVER CO)

CO

02/25/2022 - 07/25/2023

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 04/06/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry Lee Saussy.
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