Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Lawrence Thompson is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Henry has been in the industry since 2000 and has held previous roles at Ameritas Investment Corp., Carillon Investments, Inc., StockCross, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Henry has Series 63, 65, 7, 24, and 51 licenses. Henry has experience in various financial services areas including financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
02/01/2016 - Present
Cambridge Investment Research Advisors, Inc. (Hickory NC)
NC
06/30/2006 - 02/08/2016
AMERITAS INVESTMENT CORP. (HICKORY NC)
NC
12/17/2001 - 06/30/2006
CARILLON INVESTMENTS, INC. (HICKORY NC)
CA
01/29/1999 - 03/17/2000
STOCKCROSS, INC. (BEVERLY HILLS CA)
MN
07/10/1998 - 10/28/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/10/1998 - 10/28/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Henry Thompson is the right advisor for you? Invested Better is here to help.
