Unclaimed
Henry Chan has been in the industry since 2010 and is currently registered with PNC Capital Markets LLC. He is a registered representative with Series 7, 52TO, 79 and 63 licenses. He has also passed the SIE exam. Henry holds active licenses in several states, including Delaware, Illinois, Indiana, Kansas, Kentucky, Michigan, Minnesota, Missouri, Nebraska, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/06/2010 - Present
PNC Capital Markets LLC (CHICAGO IL)
BC
Issued 10/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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