Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Julien Muller is a financial professional with over 30 years of experience in the industry. Henry currently holds a Series 63, 7, 9, 10, 31, and SIE license and has a background with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS International Inc., and currently works at UBS Financial Services Inc. Henry is registered with the state of California as a broker. Henry's experience includes a wide range of financial products, including securities, futures, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/01/2010 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
02/27/2009 - 01/01/2010
UBS INTERNATIONAL INC. (SAN DIEGO CA)
CA
08/10/1992 - 03/04/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
IA
Issued 06/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 08/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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