Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Podlaszewski Jr. is a financial advisor currently affiliated with UBS Financial Services Inc. He has been in the financial services industry since August 2006. Henry previously worked at Morgan Stanley and RBC Capital Markets, LLC. He has earned a number of industry licenses, including Series 3, 7, 9, 10, 66, and SIE. Henry specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/18/2023 - Present
UBS Financial Services Inc. (Weehawken NJ)
MD
06/16/2021 - 10/17/2023
MORGAN STANLEY (Hunt Valley MD)
PA
06/29/2009 - 06/17/2021
RBC CAPITAL MARKETS, LLC (Philadelphia PA)
PA
02/27/2008 - 06/30/2009
PNC INVESTMENTS (WILLOW GROVE PA)
PA
02/05/2007 - 01/31/2008
PFPC DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
MN
08/09/2004 - 02/23/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/09/2004 - 02/23/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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