Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Joseph Saling is a financial advisor with over 30 years of experience in the industry. Henry is currently registered with Arbor Research & Trading, LLC, where he has been employed since February 2007. Prior to this, Henry worked at several other firms, including RBC Capital Markets Corporation, Banc of America Securities LLC, Deutsche Bank Securities Inc., and Lehman Brothers Inc. Henry is a Series 7, 9, 10, 24, and 63 licensed professional. Henry's experience and expertise make him a valuable asset to any investor looking for financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/14/2007 - Present
Arbor Research & Trading, LLC (LAKE BARRINGTON IL)
NY
10/14/2005 - 01/26/2007
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
05/14/2003 - 08/15/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/13/1996 - 05/30/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/23/1993 - 02/20/1996
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
NA
04/10/1991 - 06/16/1993
LEHMAN GOVERNMENT SECURITIES INC.
NA
04/01/1991 - 06/16/1993
LEHMAN SPECIAL SECURITIES INC.
NY
03/18/1991 - 06/16/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/21/1988 - 03/21/1991
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
NA
12/23/1986 - 06/30/1987
THE NIKKO SECURITIES CO. INTERNATIONAL, INC.
BC
Issued 11/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/09/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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