Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry John Tallardy is a financial advisor registered with LPL Financial LLC. Henry has been in the financial services industry since 2004. He is registered to offer securities and investment advisory services in Arizona, California, Colorado, Hawaii, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Tennessee, and Texas. Henry's past registrations include firms such as Western International Securities, Inc., First Allied Securities, Inc., Prudential Investment Management Services LLC, Chase Investment Services Corp., Summit Brokerage Services, Inc., Planco Financial Services, Inc., and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/01/2019 - Present
LPL Financial LLC (EL SEGUNDO CA)
CA
12/05/2014 - 07/01/2019
FIRST ALLIED SECURITIES, INC. (El Segundo CA)
CA
01/18/2012 - 12/09/2014
WESTERN INTERNATIONAL SECURITIES, INC. (WESTLAKE VILLAGE CA)
NJ
11/30/2010 - 11/21/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CA
08/19/2009 - 05/24/2010
CHASE INVESTMENT SERVICES CORP. (MANHATTAN BEACH CA)
CA
05/04/2009 - 08/25/2009
SUMMIT BROKERAGE SERVICES, INC. (TORRANCE CA)
CT
08/10/2004 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
MO
07/27/2004 - 08/09/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CT
08/15/2000 - 11/03/2000
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
BOTH
Issued 05/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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