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Henry John Liston

Zions Direct, Inc.

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About Henry John Liston

Henry John Liston is a financial advisor with Zions Direct, Inc. and has been in the industry since September 11, 2005. Henry John Liston is registered with FINRA and the state of Utah. Henry John Liston holds the following licenses: Series 63, Series 27, Series 99TO, SIE, and Series 7.

Firm Information

Henry Liston is currently registered with Zions Direct, Inc.. Zions Direct, Inc. is a Corporation that was formed on February 7, 1986. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been involved in 4 Regulatory Events and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Liston’s Registration & Firm History

UT

09/12/2005 - Present

Zions Direct, Inc. (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 10/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2005

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry John Liston.
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