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Henry James Wachtendorf avery

Aldwych Securities LLC

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About Henry James Wachtendorf avery

Henry James Wachtendorf avery is a registered representative with Aldwych Securities LLC. Henry has been in the financial services industry since 2014 and holds the Series 63, 7, 14, and 24 licenses. Henry's previous experience includes time at Emerson Equity LLC and Mahler & Emerson Inc. Henry has been registered with Aldwych Securities LLC since 2013.

Firm Information

Henry Wachtendorf avery is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Wachtendorf avery’s Registration & Firm History

CT

07/22/2024 - Present

Aldwych Securities LLC (STAMFORD CT)

CT

06/27/2013 - 01/19/2022

ALDWYCH SECURITIES LLC (Stamford CT)

NY

01/13/2012 - 07/08/2013

EMERSON EQUITY LLC (NEW YORK NY)

NY

06/23/2011 - 10/20/2011

MAHLER & EMERSON INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/22/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry James Wachtendorf avery.
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