Unclaimed
Henry James Wachtendorf avery is a registered representative with Aldwych Securities LLC. Henry has been in the financial services industry since 2014 and holds the Series 63, 7, 14, and 24 licenses. Henry's previous experience includes time at Emerson Equity LLC and Mahler & Emerson Inc. Henry has been registered with Aldwych Securities LLC since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/22/2024 - Present
Aldwych Securities LLC (STAMFORD CT)
CT
06/27/2013 - 01/19/2022
ALDWYCH SECURITIES LLC (Stamford CT)
NY
01/13/2012 - 07/08/2013
EMERSON EQUITY LLC (NEW YORK NY)
NY
06/23/2011 - 10/20/2011
MAHLER & EMERSON INC. (NEW YORK NY)
BC
Issued 02/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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