Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry J. Liu is a financial advisor with over 27 years of experience in the financial services industry. Henry is currently registered with Aegis Capital Corp., which is a member of FINRA and SIPC. Henry has previously worked at Chase Investment Services Corp., Quick & Reilly, Inc., Fleet Enterprises, Inc., Dean Witter Reynolds Inc., and Straton Oakmont Inc. Henry holds Series 7, 26, 31 and 63 securities licenses as well as a Series 65 investment advisor license. Henry specializes in portfolio management for individuals, businesses and pooled investment vehicles. Henry is also a Registered Representative and Investment Advisor Representative in the state of New York and a Registered Investment Advisor Representative in the state of California. Henry is a sole owner of Homeland 88 LLC, a real estate management company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
07/26/2021 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
06/07/2004 - 12/16/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
08/07/2000 - 06/17/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/19/1998 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
05/11/1995 - 03/12/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/14/1994 - 04/25/1995
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
CA
03/16/1994 - 06/23/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 10/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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